Since the death of the prophet, shiism has always had a political as well as a religious undertone. This paper traces the political origins of shiism and its role in the politics of the Islamic state from the days of the caliphate all the way up to the modern period.
- Author: Sayf Al Dawla Al Hashemi
Introduction
Islam is a religion which embraces politics. This is evident from the fact that its most important figure, the Prophet Muhammad built a state, and as such Muslims from most of the schools of thought have tried to establish Islamic states, laying claim to the caliphate, or succession to Muhammad himself. Historically, the Shiites were not as successful as their more numerous and powerful Sunni counterparts, but in 1979 the spotlight moved towards the Shiites with the overthrow of the Pahlavi dynasty in the Iranian Revolution, and the rise of Iran's clerics to a position of supreme political power.
This Revolution completely changed the balance of power in the region, and to this day,
Iran’s foreign policy has revolved around exporting its revolution to neighboring Muslim states.
However, Iran is certainly not seen as a legitimate Islamic state by the Sunnis in the region, with
very few exceptions, and even among the Shiites of the world, Iran's government is not
universally accepted either. This paper seeks to highlight why, particularly from a historical and
theological basis, and in doing so answer the following questions; Firstly, what has the Shiite
attitude been towards rising up historically? Secondly, what sets Twelvers apart from other Shia
groups with regards to political aspirations? Thirdly, with regards to the concept of Wilayat al
Faqih, how have modern Twelver scholars interpreted the Shia hadith corpus to arrive at their
respective conclusions with regards to political activity vs quietism?
History
Quietism and cooperation
In the aftermath of the Imams occultation, the Twelvers took to the political quietism their Imams had so painstakingly encouraged. Following the Twelfth Imam’s Occultation, the Twelvers famously had far better relations with the Sunni Abbasid Caliphs than either the Zaydis or the Ismailis. Another important note to keep in mind is that Twelvers never cooperated with outside powers no matter how bad the Caliphs treated them; the non believers in Dar al Kufr would always be enemies, and cooperating with them was forbidden.[20] The Twelvers were not to make any moves against the Caliphal authorities until the Qaim (a title of the twelfth Imam that roughly translates to “The ones who rises up.”) returns, and as such they remained harmless. Famous Shia scholars such as Sharif al Radi and his brother Sharif Murtada were held in high esteem in Baghdad, and enjoyed good relations with the Buyid and Abbasid authorities.[21]Opposing views
Modern Twelvers are divided into two camps with regards to rising up against the
government in the present day. One camp is the traditionalists who favor political quietism, like Ayatollah Ali Sistani[31] and Ayatollah Sadiq Shirazi.[32] These scholars emphasize that without an
infallible Imam, the responsibilities of government are simply too dangerous for fallible men to
engage in. The other camp is the camp that believes in the concept of Wilayat al Faqih, or
Guardianship of the Jurist, which is the belief that qualified jurists are given religious authority
over certain matters, including the management of the state. This is of course the view
propagated by Ayatollah Khomeini and his successor Ayatollah Khamenei, and thus the Islamic
Republic of Iran and its supporters.
The followers of the traditional view highlight hadiths such as the one of Imam Sadiq
warning his followers against rising up, as well as the example set by the Imams themselves;
politics is the ultimate worldly temptation, why should men of jurisprudence concern themselves
with it? With regards to figures like Mukhtar, they condemn him as a political opportunist, or
maintain that the Imam had given him permission to avenge Hussein. Like the companions of
Ali, the later Imams had companions who managed to get important positions in the Abbasid
government, with Ali ibn Yaqtin even managing to become Harun al Rashid's vizier even while
his master Musa al Kadhim was imprisoned by Al Rashid.[33] Ali Ibn Yaqtin had attained his
position non violently, not through rebellion or uprising. With regards to the Safavids, the
Safavids did not rise up in the name of Shiism or to claim the caliphate, but rather they converted
to Shiism after uniting Iran and under a single polity;[34] the conversion to Shiism was simply for the sake of building a national identity with which to separate the Safavids from their Ottoman
neighbors.
The followers of Wilayat al Faqih took a new approach.[35] Khomeini formed his view around the idea that the only legitimate state was an Islamic state, and that the rulers of an Islamic state must be experts in Sharia, and thus the only way this state can come about is through the Shia scholars leading an uprising against secular rulers across the Middle East, with his native Iran being the prime target.[36] With regards to the issue of rising up, proponents of Wilayat al Faqih argue that the Imams didn't rise up because they didn't have enough followers; had Ali had enough men he would have fought for the caliphate, and likewise his successors, with Hussein being the exception because Yazid was a tyrant and a Fasiq (open transgressor) who threatened to destroy the religion itself. Unlike the Imams, modern Shia are a majority in countries like Iran and Iraq, why then should they allow themselves to be ruled by secular tyrants like Yazid? These scholars also point to the Maqbula of Umar Ibn Hanzala, an extremely important Hadith recorded in the 4 main Shia canonical hadith books, in which Imam Sadiq says "I have made him a ruler for you".[37] The remark is said to show that a faqih (jurisprudent) is appointed by the Imam as the ruler of the Shias.
Conclusion
While most Islamic scholars and political scientists tend to focus on Islamism from a Sunni perspective, as of the writing of this paper, the Shiites seem to be preparing for another Shiite Century. Iran shows no signs of backing down in the region, while the traditionalist Shia scholars like Sistani have even been forced to intervene in political matters, most famously in 2014, when Sistani gave a fatwa calling for Jihad or armed struggle against ISIS in the aftermath of their conquest of northern Iraq. [38] Should the concept of political uprising gain more acceptance among the Shiites in the region, Iran’s influence over the region would propel it to a level of power of influence not seen since the days of the Achaemenid Empire, while Twelver Shiism would become more powerful than it has ever been politically been in its entire history. After all, the Twelvers have never launched uprisings and spread revolution before, and it seems they are only getting started, for Iraq, Yemen, Syria, and Lebanon have already risen up.
Notes
[1] See “Murjiʾah,” Encyclopædia Britannica (Encyclopædia Britannica, inc.), accessed November 20, 2020, https://www.britannica.com/topic/Murjiah.
[2] Tahdhib al Tahdhib, Volume 3 No. 181. The extreme loyalty towards the Umayyads that the Murji’ah possessed is exemplified by one of their leaders, Khalid bin Salmah bin al Aas. According to Imam Ibn Hajar, Khalid used to recite poems for the Umayyad caliphs in which Muhammad himself would be disrespected; البخاري في الأدب المفرد ومسلم والأربعة۔۔۔ وقال أحمد وابن معین وابن المدیني ثقة وكذا قال بن عمار ویعقوب بن شیبة والنسائي وقال أبو حاتم شیخ یكتب حدیثه۔۔۔ وقال بن عدي هو في عداد من یجمع حدیثه ولا أرى بروایته بأسا وذكره بن حبان في الثقات۔۔ وقال محمد بن حمید عن جریر كان الفأفاء رأسا في المرجئة وكان ۔۔۔ وذكر ابن عائشة أنه كان ینشد بني مروان الأشعار التي هجي بها المصطفى صلى االله علیه وسلم۔ “Narrated in Bukhari (Al-Adab Al-Mufrad), Sahih Muslim and the four (Sunan Abu Dawood, Sunan Al-Tirmidhi, Sunan Al-Nisa’i, Sunan Ibn Majah)…Ahmad (Ibn Hanbal), Ibn Mueen, Ibn Al-Madini, Amar, Yaqub bin Shaibah and Al-Nisa’i said about him: ‘Thiqah’۔ Abu Hatim said: Sheikh and his hadith are reliable to be written…Ibn Uday Said: ‘He is counted among the narrators whose hadith are allowed to be written and I don’t see any thing wrong about his narration’… Ibn Haban mentioned him in ‘Al Thiqat’. Muhammad bin Hamid narrates that Jarir said: ‘Al Fa’fa’ was the head of Murji’a (a sect), and he hated Ali’… Ibn Aisha said: ‘He used to say poems to Bani Marwan in which he disrespected Al Mustafa (s.a.w)”
[3] “Khārijite,” Encyclopædia Britannica (Encyclopædia Britannica, inc.), accessed November 20, 2020, https://www.britannica.com/topic/Kharijite.
[4] For a detailed examination of Ali’s decision to avoid conflict for the Caliphate from a Twelver Shia perspective, see Sharīf al-Radị̄ and Ayatollah Murtada Motaheri, Nahjul Balagha: Sermons, Letters, and Sayings of Hazrat Ali (Elmhurst, NY: Tahrike Tarsile Qurʼan, 1981), pg. 241.
[5] Biography of Ammar Ibn Yassir, Youtube, 2017, https://www.youtube.com/watch?v=YR9QYsV-HPU&feature=emb_logo.
[6] Also called Madai’in in Arabic sources. See ʿAlī-khān b. Aḥmad al Madanī, Al-Darajāt Al-Rafīʿa Fī Ṭabaqāt Al-Shīʿa (Beirut: Dār al-Wafā, n.d.), pg. 215.
[7] See Sahih Bukhari, Book 66, Hadith 9. https://sunnah.com/bukhari/66/9 “Hudhaifa bin Al-Yaman came to `Uthman at the time when the people of Sham and the people of Iraq were Waging war to conquer Armenia and Azerbaijan. Hudhaifa was afraid of their (the people of Sham and Iraq) differences in the recitation of the Qur'an, so he said to `Uthman, "O chief of the Believers! Save this nation before they differ about the Book (Qur'an) as Jews and the Christians did before."
[8] For a detailed account of the Battle of Karbala, see Maqtal al Husayn by Abu Mikhnaf, or any secondary source that cites it.
[9] Michael M. J. Fischer, Iran: from Religious Dispute to Revolution (Madison: University of Wisconsin Press, 2003), pg. 213.
[10] Khomeini famously referred to the Shah of Iran as “the Yazid of our time.” See Halm 1997, p. 140.
[11] At-̣Tạ barī and G. R. Hawting, The Collapse of Sufyānid Authority and the Coming of the Marwānids (Albany, New York: State University of New York Press, 1989).
[12] Fred MacGraw. Donner, Muhammad and the Believers: at the Origins of Islam (Cambridge, MA: The Belknap Press of Harvard University Press, 2012), pg. 185.
[13] Among classical scholars, Allameh Majlesi held a neutral view of Mukhtar, writing “Al-Mukhtar was not complete in his faith and certitude, and did not have permission for the things he did, nevertheless, since he did many good deeds he died a faithful man. I am of those who have decided to remain silent regarding al-Mukhtar, although most scholars believe he was of the praised.” See Majlisī, Biḥār al-anwār, vol. 45, p. 339. Among contemporary scholars, Abdulaziz Sachedina also has a negative view of Mukhtar, calling him “an ambitious politician who manipulated the religious sentiments of common people for his own good.” See Sachedina 1981, p. 9.
[14] According to Ayatollah Khoei, some reports suggest that al-Mukhtar's uprising was with the special permission of Imam Ali Ibn Hussein. See Khoei, Muʿjam rijāl, vol. 18, p. 100
[15] For biographies of Al Baqir and Al Sadiq, see Shaykh al Mufid’s Kitab al Irshad.
[16] The tradition of Jafar’s sorrow upon hearing of his uncle's death is recorded in Sheikh Seduq’s ʿUyun Akhbar Al-Ridha, pp. 466–472.
[17] Al Sadiq is quoted as saying: “For Zayd was a scholar, and he was truthful, and he did not call you for himself. But rather he called to the pleasure (Al-Reza) from the Progeny of Muhammad, and had he been victorious he would have been loyal to what he called you to. But rather, he came out against an authority to break it. So the one who comes out from us today for anything, he will call you to the pleasure (Al-Reza) from the Progeny of Muhammad. So we are testifying to you that we are not happy with it, and he has disobeyed us today.” See Al Kafi, Volume 8, hadith 382.
[18] For details on Nafs al Zakiyya’s uprising, see Abū l-Faraj al-Iṣfahānī, Maqātil al-ṭālibīyyīn, p. 238, 239, 251.
[19] The Fakh uprising led by Husayn ibn Ali ibn Hassan is said to have been second only to Karbala in terms of the sorrow it caused the Alids. See Tarikh Tabari, Volume 30, pg. 14-32.
[20] The attitude of the Twelver Imams towards the non muslim states that the caliphate fought is apartment from the Dua ahl al Thughur or “Supplication for people of the frontier.” In this supplication are the lines “O God, include in this Thy enemies in the regions of the lands,the Indians, the Byzantines, the Turks, the Khazars, the Abyssinians, the Nubians, the Zanjis, the Slavs, the Daylamites,and the rest of the idol-worshipping nations, those whose names and attributes are concealed…” See Sahife Sajjadiya, accessed November 20, 2020, https://www.duas.org/sajjadiya/s27.htm.
[21] The father of both Sharif Radi and Sharif Murtada was a man named Abu Ahmad Husayn, and he was given the position of Naqib in Baghdad by the Abbasid authorities. When his two sons, who went on to become famous scholars passed away, their funeral prayers were led by the Abbasid caliphs. See “Al-Sharif Al-Radi,” WikiShia, accessed November 20, 2020, https://en.wikishia.net/view/Al-Sharif_al-Radi.
[22] The Zaydi Imams of Tabaristan famously created the first Shia state in Iranian history. The 3 famous rulers among them are Hassan Ibn Zayd (Al Da’i al Kabir or the elder proselytizer), Muhammad Ibn Zayd (Al Da’i al Saghir or the younger proselytizer) and Hassan Utrush, who according to some scholars was in fact an Imami Shia. See https://en.wikishia.net/view/Al-Hasan_al-Utrush
[23] Sayf Al Dawla’s Shiism is confirmed by Imam al Dhahabi in his Siyar Alam Al Nubala: . أبو الحسن علي بن عبد االله بن حمدان صاحب حلب مقصد الوفود وكعبة الجود وفارس الإسلام وحامل لواء الجهاد . كان أدیبا ملیح النظم ، فیه تشیع “Abu Hassan Ali ibn Abdullah Ibn Hamdan, the ruler of Aleppo, the destination of emissaries, the Kaaba of generosity, Islams cavalier, and the carrier of the banner of Jihad. He was a cultured writer, and he had signs of Shiism.”
[24] Sayf al Dawla infamously sponsored Al Khasibi, the Nusayri preacher responsible for bringing the Nusayri (now known as Alawi) sect to Syria. It is highly unlikely that Sayf knew that Khasibi was in fact a deviant, as the book Khasibi dedicated to him, Al Hidaya al Kubra shows no signs of Nusayri ideology and appears to be a Twelver book and was even praised by Allameh Majlesi. See Friedman, Yaron (2010). The Nuṣayrī-ʿAlawīs: An Introduction to the Religion, History and Identity of the Leading Minority in Syria. Leiden: Brill. p. 26.
[25] Adud al Dawla’s Shiism is undeniable, as he built many of the now famous shrines for the Shia Imams in Iraq, and is buried next to his hero Ali ibn Abi Talib in Najaf. Ibn Abil Hadid wrote about him; " 'Adud al-Dawla had an ineffable love for Shi'a Imams and Shi'ism. The icon of Imam Ali (a) was carved on the sword of 'Adud al-Dawla and also his father's, Rukn al-Dawla." See Ibn Abī l-Ḥadīd, Sharḥ nahj al-balāgha, vol. 1, p. 29
[26] The infamous Qarmatian sack of Mecca and theft of the Black Stone was one of the most devastating tragedies to occur in the holy city. See Encyclopedia Britannica for info on the attack. https://www.britannica.com/place/Mecca/Economy#ref37835
[27] Fitzroy Morrissey | Published in History Today Volume 69 Issue 4 April 2019, “The Shia Century,” History Today, accessed November 20, 2020, https://www.historytoday.com/reviews/shia-century.
[28] “Seljuk Dynasty,” WikiShia, accessed November 21, 2020, https://en.wikishia.net/view/Seljuk_Dynasty. In the period following Malik Shah’s death, Twelvers living within the Seljuk empire enjoyed good relations with the state. This is evidenced by a long list of Shiite agents and viziers working in the Seljuk government, particularly in Iran. Famous scholars such as Ibn Shahrasub, author of Manaqib Ale Abi Talib, and Fadl ibn Hassan al Tabrisi, author of Majma al Bayan fi Tafsir al Quran lived during the Seljuk period in Iran and wrote their famous books.
[29] See Raby 2004, p. 296 - 299. “Nur Al-Din, the Qastal Al-Shu'ubiyya, and the ‘Classical Revival,’” Archnet, accessed November 20, 2020, https://archnet.org/publications/5407.
[30] Saladin's brutal suppression of the Fatimids and Shiism in general throughout his lands is well known among historians. See "The Encyclopaedia of Islam" (Leiden, 1936, 3rd vol., p. 353)
[31] Dexter Filkins, “Shiites in Iraq Say Government Will Be Secular,” The New York Times (The New York Times, January 24, 2005), https://www.nytimes.com/2005/01/24/world/middleeast/shiites-in-iraq-say-government-will-be-secular.html
[32] Bloomberg.com (Bloomberg), accessed November 21, 2020, https://www.bloomberg.com/opinion/articles/2018-03-26/iranian-revolution-shiite-clerics-are-standing-up-t o-khamenei.
[33] Najāshī Ahṃ ad ibn ʻAlī and Zanjānī Mūsá al-Shubayrī., Fahrasat asmāʼ musạ nnifī Al-shīʻah Al-Mushtahiru Bi-Rijāl Al-Najāshī (Qum: Muʼassasat al-Nashr al-Islāmī al-Tạ biʻah li-Jamāʻat al-Mudarrisīn, 1407).
[34] M. L. Rossi, What Every American Should Know about the Middle East (New York: Plume, 2008), pg. 61.
[35] For a more detailed look at Khomeini's theory, see Ruhollah Khomeini and Hamid Algar, Islamic Government: Governance of the Jurist (Tehran: The Institute for Compilation and Publication of Imam Khomeini's Work (International Affairs Department), 2015).
[36] Heinz Halm and Allison Brown, Shi'a Islam: from Religion to Revolution (Princeton, NJ: Wiener, 1999), pg. 143. Condemning the Iranian monarchy, Khomeini wrote: "The struggle of al-Husayn at Karbalâ is interpreted in the same way as a struggle against the non-Islamic principle of monarchy."
[37] “Hadith Library - Al-Kāfi - Volume 1 - Chapter on the Differences in Al-Hadith,” Thaqalayn, accessed November 21, 2020, https://thaqalayn.net/hadith/1/2/21/10. He (Jafar al Sadiq) said “They must look for one among you who have narrated our Hadith and have studied what is lawful and unlawful in our teachings and have learned our laws. They must agree to settle their dispute according to his judgment because I have made him over you a ruler.” Note that traditionalists translate the work حاكم as “judge” not “ruler.”
[38] “Iraq Conflict: Shia Cleric Sistani Issues Call to Arms,” BBC News (BBC, June 13, 2014), https://www.bbc.com/news/world-middle-east-27834462.
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